Rumya for Financial Intermediaries
Makes it easier to manage your day-to-day business
At a time when compliance needs are increasingly robust and the constraints and opportunities linked to digitalization are booming, it is essential to be able to rely on ergonomic, secure and efficient digital tools.
Designed in partnership with experts from each profession, Rumya for Financial Intermediaries is an extended client-relationship and portfolio management software. It allows you to document your activity in accordance with the new Supervision and Control Act, MLA, and international taxation policies.
From CHF 100.- per user per month! Test your future software now.
Contact usLSFin/LEFin
The regulations for financial intermediaries, which came into force on 1 January 2020, are changing:
- The LSFin defines the rules of conduct that financial services providers must respect with regard to their clients, particularly in terms of information obligations, client classification and documentation of the financial instruments offered.
Click here to find out more - LEFin standardises the licensing regulations for financial institutions, extends prudential supervision for certain categories of financial intermediaries and strengthens organisational requirements.
Click here to find out more
Thanks to a specifically configured tool, each of the following professions benefit from an adapted solution:
Independent asset managers
Family Office
Trust managers
Trustees
Fund managers
Compliance management
Dashboard
Indicators and alerts providing a global view of the company's activity
Customer relationship management
All customer data, including KYC/memos/relationships are easily accessible and intuitively organised
Portfolio management
Portfolio organisation: from onboarding and stakeholder management to daily monitoring of transactions, assets and bank cards
Statistics
Visual summary of company data with dynamic charts and tables
Audit reports
Automated generation and preparation of lists and reports required during audits
Risk assessment
Evaluation of the MLA risk of a portfolio based on configurable criteria
Document management
Client and portfolio documentation management including alerts, mailings and version history
Mobile access
Tool accessible on smartphone, tablet and computer, anytime, anywhere
Tailor-made integration
Rumya connects to the company's ecosystem using connectors and APIs
Portfolio management
Performance and benchmarks
Performance monitoring, comparisons based on benchmarks defined by investment profile and base currency, deviation documentation.
Bank synchronisation
Daily collection of positions and transactions pertaining to accounts under management at custody banks.
Asset allocation
Configuration of upper limits for each type of asset in portfolios and proactive alerts in the event of irregularities.
Consolidation of positions
Combining bank positions per account, customer, bank, or asset class for search, analysis and reporting purposes.
Cash-flow analysis
Collecting cash flows in portfolios and entering supporting documents according to configurable alert criteria.
Placing orders
Entering, automated sending and archiving of purchase and selling orders, as well as relevant documentation, with custody banks.
Noteworthy information
Data encryption
Transversal securing of exchanges and data
Fully customisable
Customisation of interfaces and functionalities according to the particularities of a company
GDPR/FADP Compliance - Privacy by Design
Benefit from Rumya's expertise in terms of data protection and confidentiality right from the start
White mark
Possibility of customising the software to your own colours
Multilingual
Management interfaces available in several languages
Hosting in Switzerland
Hosting and replication in secure data centres in Switzerland or hosting to choice at request.
Marc Angst
Gestrust SA - Owner
Alberto Scalea
BS Business Management SA - Partner
« Rumya software is my daily work tool. I store clients' assets, purchases and sales of securities to calculate the retrocession statistics of the funds. I also store my memos of visits or phone calls, client instructions and cash movements (MLA requirement). I no longer store paper in the clients' suspension files but directly in Rumya. It is the MLA auditor's control tool. It is very user-friendly, very easy to use and offers an excellent value for money . I also have a very good relationship with the team, which is very responsive to recommendations for changes. »
Rosario Avelino
Finofid SA - Directrice financière
« Rumya has allowed us to gain efficiency in the management of our files. The software is quick to use, reliable and very good/excellent value for money.. The team’s ability to listen and its excellent understanding of our needs set it apart from the others. »
« Our entire team has been using Rumya on a daily basis for over a year. The software is perfectly adapted to our needs and is pleasant to use. Moreover, it has really simplified the preparation of our audits. And the Rumya team is very responsive! »